IT Staff Auditor - Now Hiring

Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you!

LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.

Job Overview:

We are currently looking to hire an Information Technology Risk Auditor to help identify, assess and report risks within LPL’s Technology department. This individual will be responsible for executing information technology (IT) internal audits, Sarbanes-Oxley control testing, process reviews and various ad hoc projects assigned to them.

Responsibilities:

• Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with Internal Audit practices

• Develop audit programs, working papers, and internal audit reports

• Assess business risks and evaluate the effectiveness of controls at the network, operating system, database and application levels

• Develop strong working relationships with Technology personnel that promote efficient audit execution.

• Interact internally with staff, management, and occasionally senior management

• Maintain and enhance skills through on-going education and training activities to support company needs

What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.

Requirements:

• 1-3 years’ experience with IT, including IT security, risk assessment or compliance

• Bachelor’s degree in Management Information Systems, Computer Science or related discipline

Core Competencies:

• Experience with IT, including IT security, risk assessment or compliance

• Undergraduate degree in Management Information Systems, Computer Science or related discipline

• Excellent written and verbal skills and demonstrated ability to present complex issues to management

• A helpful, respectful and personable approach to client and coworker interactions

• Personal pride in delivering exceptional experiences to clients and coworkers

Preferences:

• Pursuing or attained one applicable audit designation (CIA, CFE, CISA, CISSP, etc.)