Banker (Compliance Analyst, Security, Compliance, Regulatory Governance)

Role Responsibilities: Registering all individuals for current Our Direct Client roles in according with Client Monitor and ensure items such as registrations, licenses, exams, study orders, continuing education requirements are all accurate and on time Track and follow up on outstanding compliance requirements Handle ad hoc Client Inquiries Analyzing data downloads Must Have Skills: 5 years experience within Security, Compliance and Regulatory Governance MS Office experience (Excel, Word etc) Organized and able to multitask Able to think outside the box when a solution is needed (candidates should be able to apply their process knowledge but then think on their feet to solve problems strategically) Nice to Have Skills: Bachelor’s degree or MBA Exposure to Client gateway Knowledge of U4/U5 forms Experience with National Futures Association Compensation: The pay rate range above is the base hourly pay range that Aditi Consulting reasonably expects to pay someone for this position (compensation may vary outside of this range depending on a number of factors, including but not limited to, a candidate’s qualifications, skills, competencies, experience, location and end client requirements). Benefits and Ancillaries: Medical, dental, vision, PTO benefits and ancillaries may be available for eligible Aditi Consulting employees and vary based on the plan options selected by the employee.