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Compliance Officer -- AML Compliance Risk Management (ACRM) -- ICG Retail Brokerage - Full-time / Part-time
•30 days ago
| Hours | Full-time, Part-time |
|---|---|
| Location | Jersey City, NJ Jersey City, New Jersey |
About this job
About Citi
Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients.
Citi's Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities.
Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all.
The Vice President, AML Compliance Risk Management (ACRM) will play a key role in the continued development and maintenance of the AML compliance program for the CitiGroup Global Markets (CGMI) Retail broker dealer.
* Review brokerage activity from a reputational, franchise, and KYC risk perspective and provide risk management advice
* Partner with the business, AML partners, compliance officers, Legal, and other functional partners, as applicable, to ensure that potential risks identified during onboarding, screening and transactional activity are appropriately addressed and vetted to resolution
* Provide compliance advice to the business with respect to applicability of policies and implementation of AML program and regulatory changes
* Provide input on new business initiatives, new products, and advise on complex transactions
* Participate in and manage, as appropriate various internal assurance processes, eg. Enterprise wide AML risk assessment, self-assessment, and internal audit
* Develop and deliver training to various functions as needed
* Bachelor's Degree required
* 6-10 years AML experience
* Prior AML/Compliance experience with retail brokerage is strongly preferred
* Possess strong leadership and managerial skills, with the ability to interact effectively with Advisory compliance officers, as well as other business and functional partners
* Possess strong organizational, analytical, and prioritization skills, and ability to navigate a complex organization
* Possess excellent interpersonal, oral and written communications skills
* Ability to work independently and proactively, and complete deliverables in a timely manner
* Ability to problem solve and identify potential process improvements
* Ability to identify the AML risks associated with retail brokerage client activity and partner with the business to identify and manage those risks
* Proficiency in Microsoft Office suite: Word, Excel, PowerPoint
Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients.
Citi's Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities.
Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all.
The Vice President, AML Compliance Risk Management (ACRM) will play a key role in the continued development and maintenance of the AML compliance program for the CitiGroup Global Markets (CGMI) Retail broker dealer.
* Review brokerage activity from a reputational, franchise, and KYC risk perspective and provide risk management advice
* Partner with the business, AML partners, compliance officers, Legal, and other functional partners, as applicable, to ensure that potential risks identified during onboarding, screening and transactional activity are appropriately addressed and vetted to resolution
* Provide compliance advice to the business with respect to applicability of policies and implementation of AML program and regulatory changes
* Provide input on new business initiatives, new products, and advise on complex transactions
* Participate in and manage, as appropriate various internal assurance processes, eg. Enterprise wide AML risk assessment, self-assessment, and internal audit
* Develop and deliver training to various functions as needed
* Bachelor's Degree required
* 6-10 years AML experience
* Prior AML/Compliance experience with retail brokerage is strongly preferred
* Possess strong leadership and managerial skills, with the ability to interact effectively with Advisory compliance officers, as well as other business and functional partners
* Possess strong organizational, analytical, and prioritization skills, and ability to navigate a complex organization
* Possess excellent interpersonal, oral and written communications skills
* Ability to work independently and proactively, and complete deliverables in a timely manner
* Ability to problem solve and identify potential process improvements
* Ability to identify the AML risks associated with retail brokerage client activity and partner with the business to identify and manage those risks
* Proficiency in Microsoft Office suite: Word, Excel, PowerPoint
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